Broker Check

Pressure Testing Portfolios

Pressure Testing Your Portfolio

Pressure Testing Your Portfolio

For Individuals and Families we pressure test the five items below when first analyzing a portfolio, as well as when we do our annual reviews with clients to make sure they are performing as intended:

1. Protection Portfolio Analysis and cost review

2. Risk Return Assessment of your investment portfolio

3. Investment Expense and Performance Review

4. Tax Efficient Evaluation of your entire portfolio

5. Estate Plan Adequacy

For Small Businesses Defined Benefit & 401(k) plans we pressure test on the following:

1. Fee Benchmarking the Current Plan Provider

2. Investment Selection & Analysis

3. Fiduciary Checklist to make sure plan is in compliance with ERISA & business is happy with current TPA provider

4. Education & Communication Review - Has employee / employer education and communication been satisfactory